Legal

Please read these important legal notices and disclosures

The Nasdaq Private Market website is not intended to provide legal, tax, investment or financial advice. The information contained herein is provided for informational and educational purposes only.

None of the information displayed on or downloadable from, no any of the applications and services available via the Nasdaq Private Market website represents an offer to buy or sell, or the solicitation of an offer to buy or sell any security, nor does it constitute an offer to provide investment advice or service. Investing in private company stocks is speculative and involves a high degree of risk. You must be prepared to withstand a total loss of your investment. You are strongly encourages to complete your own independent due diligence before investing in private company stock, including obtaining additional information, opinions, financial projections, and legal or other investment advice.

The Nasdaq Private Market, LLC is not: (a) a registered exchange under the Securities Exchange Act of 1934; (b) a registered investment advisor under the Investment Advisors Act of 1940; or (c) a financial or tax planner, and does not offer legal, financial, investment or tax advice to any user of the Nasdaq Private Market website.

Technology services may be offered by The Nasdaq Private Market, LLC’s wholly-owned subsidiary, SecondMarket Solutions, Inc. Securities-related services are offered through NPM Securities, LLC, a registered broker-dealer and Alternative Trading System and SMTX, LLC, a registered broker-dealer, each of which is a Member FINRA/SIPC and a wholly-owned subsidiary of The Nasdaq Private Market, LLC. Securities in transactions conducted through NPM Securities, LLC and SMTX, LLC are not listed or traded on The Nasdaq Stock Market LLC, nor are the securities subject to the same listing or qualification standards applicable to securities listed or traded on The Nasdaq Stock Market LLC.

By visiting or using the Nasdaq Private Market website or the information, tools, features or functionality provided on it, you are consenting to the Nasdaq Private Market’s Terms of Use and Privacy Policy. All technology and securities-related services are subject to standard Terms and Conditions applicable to each service.

For Terms and Conditions applicable to use of each service, prospective customers please contact sales@npm.com, and current customers please refer to your contract with The Nasdaq Private Market, LLC or its relevant affiliate or subsidiary relating to such service.

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