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Nasdaq Private Market In The News Jul 21, 2021

Nasdaq to Spin Out Market for Pre-IPO Shares in Deal With Banks

Wall Street Journal

With strategic investments from Nasdaq, Silicon Valley Bank, Citi, Goldman Sachs and Morgan Stanley, Nasdaq Private Market will become a standalone, independent company to build a leading platform for private company stock transactions.

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NPM Securities, LLC Form CRS

SecondMarket Financial LLC Form CRS

Any securities are offered by NPM Securities, LLC, member FINRA/SIPC. FINRA BrokerCheck. SecondMarket Financial, LLC is an SEC-registered investment advisor and wholly owned subsidiary of Nasdaq Private Market, LLC.

California Residents – Do Not Sell or Share My Personal Information

NASDAQ PRIVATE MARKET and NPM are registered trademarks of Nasdaq, Inc. and are used by Nasdaq Private Market under license.

Cumulative totals reflect statistics since NPM’s inception and include activity through NPM Securities, LLC and SMTX, LLC, a former affiliated broker-dealer.

NPM Investor Services are available only to “Accredited Investors” defined by the U.S. Securities and Exchange Commission.

Nasdaq Private Market, LLC. and its affiliates do not provide tax, legal, investment or accounting advice. This material has been prepared for informational purposes only and is not intended to constitute tax, legal, investment or accounting advice. You should consult your own tax, legal, investment and accounting advisors before making any transaction.